Court Papers

Listed below are links within this website to certain court orders and filings in the SEC's lawsuit against the Defendants (and related proceedings) that the Receiver believes are of interest to users of this website. Other orders and filings, including other filings by the Receiver, the parties to the lawsuit and other persons, are available on the website of the U.S. courts, https://pacer.login.uscourts.gov.

Date Title
07/01/2010 Receiver's Interim Report Regarding Status of Receivership, Asset Collection and Ongoing Activities
06/10/2010 Order Granting Receiver's Application for Preliminary Injunction
05/28/2010 Receiver's Complaint Against Certain Additional Stanford Investors
05/07/2010 Receiver's May 7 Complaint Against Certain Stanford Investors
04/27/2010 Receiver's Additional Complaint Against Certain Investors
04/23/2010 Receiver's Complaint Against Interim Executive Management, Inc.
04/19/2010 Receiver's Application for Temporary Restraining Order, Preliminary Injunction, and in the Alternative, Writ of Attachment, Concerning Accounts of Former Stanford Employees
04/15/2010 Receiver's Additional Complaint Against Certain Investors
03/30/2010 Notice of Filing (Stipulation and Proposed Order) To Resolve Pending Motions To Lift Bankruptcy Injunction
03/15/2010 Receiver's Complaint Against Certain Stanford Investors
03/09/2010 Receiver's Complaint Against Wealth Management Services Ltd.
03/09/2010 Receiver's Complaint Against Certain Additional Stanford Investors
03/01/2010 Receiver's Complaint Against Certain Stanford Investors
03/01/2010 Order Compelling Carlos Loumiet and Hunton & Williams to Produce Files and Billing Records to the Receiver
02/23/2010 Receiver's Complaint Against Certain Stanford Investors
02/22/2010 Receiver's Original Complaint Against Political Committees
02/10/2010 Plaintiff's Supplemental Response to Motion of Dr. Samuel Bukrinsky, Jaime Alexis Arroyo Bornstein and Mario Gebel to Modify Amended Receivership Order
02/09/2010 Supplemental Brief in Further Support of Motion for Relief from the Injunction Contained in Paragraph 10(e) of the Receivership Order in Response to Issues Raised by the Examiner
02/09/2010 Appendix to Supplemental Brief in Further Support of Motion for Relief from the Injunction Contained in Paragraph 10(e) of the Receivership Order in Response to Issues Raised by the Examiner
02/08/2010 Receiver's Supplemental Brief in Support of Continuing the Injunction Against Involuntary Bankruptcy Filings
02/08/2010 Appendix to Receiver's Supplemental Brief in Support of Continuing the Injunction Against Involuntary Bankruptcy Filings
02/08/2010 Fifth Circuit Order Granting Stay of District Court Order Compelling Payment of Fees by Certain Underwriters Pending Appeal
02/04/2010 Court Approves Agreement Amongst SEC, Receiver and Examiner regarding All Outstanding Fee Applications
02/03/2010 Examiner's Report No. 2 (Motion for Relief from Paragraph 10(e) of the Amended Order Appointing Receiver)
01/28/2010 Order Granting Receiver's Motion to Approve Sale of Investment Interests in Senesco
01/26/2010 Order Granting Receiver's Motion Regarding Real Property Sales
01/26/2010 Receiver's Motion Regarding Real Property Sales
01/22/2010 Receiver's Motion and Brief to Approve Private Sale of Assets in Panama City, Panama
01/22/2010 Appendix (part 1) to Receiver's Motion and Brief to Approve Private Sale of Assets in Panama City, Panama
01/22/2010 Appendix (Part 2) to Receiver's Motion and Brief to Approve Private Sale of Assets in Panama City, Panama
01/20/2010 Receiver's Motion to Approve Sale of Investment Interests in TUG, Spring Creek and SSM
01/14/2010 Receiver's Reply in Support of Motion to Approve Sale of Hawker 600A Aircraft
01/14/2010 Appendix in Support for Receiver's Reply in Support of Motion to Approve Sale of Hawker 600A Aircraft
01/11/2010 Court Order Cancelling Chapter 15 Hearing
01/07/2010 Order Granting in Part Receiver and Examiner's Motion Regarding Coin and Bullion Assets
12/31/2009 Defendant's Opposition to Receiver's Motion to Approve Sale of Hawker 600A Aircraft
12/21/2009 Receiver's Reply to Defendant's Opposition to Motion to Approve Sale of Investment Interest in Senesco
12/18/2009 Security and Exchange Commission’s First Supplemental Opposition to Petition for Recognition Pursuant to Chapter 15 of the Bankruptcy Code
12/18/2009 Receiver’s Response to the Antiguan Liquidators’ December 3 Supplemental Brief
12/18/2009 Appendix in Support of Receiver’s Response to the Antiguan Liquidators’ December 3 Supplemental Brief
12/18/2009 Antiguan Liquidator’s Second Supplemental Brief in Support of Their Petition for Recognition Pursuant to Chapter 15 of the U.S. Bankruptcy Code
12/18/2009 Liquidators’ Supplemental Brief in Support of Their Petition for Recognition under Chapter 15 of the Bankruptcy Code
12/18/2009 Brief of the Examiner Regarding the Antiguan Liquidators’ Petition for Recognition Pursuant to Chapter 15 of the Bankruptcy Code
12/18/2009 Liquidators’ Consolidated Reply in Support of Their Petition for Recognition under Chapter 15 of the US Bankruptcy Code
12/18/2009 Security and Exchange Commission’s Opposition to Petition for Recognition Pursuant to Chapter 5 of the Bankruptcy Code
12/18/2009 Receiver’s Answer Contesting Petition for Recognition of Foreign Main Proceeding Pursuant to Chapter 15 of the Bankruptcy Code
12/18/2009 Receiver’s Response and Objections to Petition for Recognition of Foreign Main Proceeding Pursuant to Chapter 15 of the Bankruptcy Code
12/18/2009 Supplemental Declaration of Nigel Hamilton-Smith in Support of the Petition for Recognition of a Foreign Main Proceeding Pursuant to Chapter 15 of the Bankruptcy Code
12/18/2009 Liquidators’ Consolidated Reply to (1) Their Motion to Amend, Modify or Vacate Certain Portions of the Court’s Amended Receivership Order and (2) Their Motion to Refer Petition for Recognition Pursuant to Chapter 15 of the Bankruptcy Code and Related Pleadings to the Bankruptcy Court
12/18/2009 Brief of the Examiner Regarding the Motion to Modify or Vacate Certain Portions of the Court’s Amended Receivership Order
12/18/2009 Plaintiff Securities and Exchange Commission’s Opposition to Motion to Amend, Modify or Vacate Certain Portions of the Court’s Amended Receivership Order and Opposition to Motion to Refer Petition for Recognition Pursuant to Chapter 15 of the Bankruptcy Code and Related Pleadings to Bankruptcy Court
12/18/2009 Receiver’s Response to the Antiguan Liquidators’ Motion to Refer Petition For Recognition Pursuant to Chapter 15 of the Bankruptcy Code and Related Pleadings to the Bankruptcy Court
12/18/2009 Motion to Refer Petition for Recognition Pursuant to Chapter 15 of the Bankruptcy Code and Related Pleadings to the Bankruptcy Court
12/18/2009 Memorandum of Law in Support of Petition for Recognition of Foreign Main Proceeding Pursuant to Chapter 15 of the Bankruptcy Code
12/18/2009 Petition for Recognition of Foreign Main Proceeding Pursuant to Chapter 15 of the Bankruptcy Code
12/17/2009 Order Granting in Part and Denying in Part Certain Underwriters at Lloyd's of London and Arch Specialty Insurance Company's Emergency Motion to Enforce Receivership Order
12/11/2009 Receiver's Motion to Approve Sale of Hawker 600A Aircraft
12/11/2009 Appendix in Support of Receiver's Motion to Approve Sale of Hawker 600A Aircraft
11/19/2009 Receiver's Objections in Response to Examiner's Motion for Approval of Second Interim Application for Payment of Attorney's Fees and Expenses and Brief in Support
11/19/2009 Appendices in Support of Receiver's Objections in Response to Examiner's Motion for Approval of Second Interim Application for Payment of Attorney's Fees and Expenses and Brief in Support
11/19/2009 Examiner's Motion for Approval of Second Interim Application for Payment of Attorney's Fees and Expenses and Brief in Support
11/19/2009 Appendix in Support of Examiner's Motion for Approval of Second Interim Application for Payment of Attorney's Fees and Expenses and Brief in Support
11/19/2009 Exhibits to Examiner's Motion for Approval of Second Interim Application for Payment of Attorney's Fees and Expenses and Brief in Support
11/18/2009 Receiver's First Amended Complaint Against Former Stanford Employees
11/18/2009 Appendix to Receiver's First Amended Complaint Against Former Stanford Employees
11/18/2009 Reply in Support of Receiver's Motion for Approval of Third Interim Fee Application
11/16/2009 Receiver's Motion to Approve Sale of Investment Interests in Senesco
11/16/2009 Appendix to Approve Sale of Investment Interests in Senesco
11/15/2009 Receiver's Notice of Filing Additional Evidence in Support of Fees and Expenses of FITS, EY, and FTI for February Through May 2009
11/15/2009 Appendix to Receiver's Notice of Filing Additional Evidence in Support of Fees and Expenses of FITS, EY, and FTI for February Through May 2009
11/13/2009 Opinion from Fifth Circuit Hearing Regarding Clawbacks
11/09/2009 Transcript from Fifth Circuit Hearing Regarding Claw Backs
11/05/2009 Third Application by Receiver for Approval of Payment of Fees and Expenses to Professional Firms
11/05/2009 Ex. A - B in Appendix to Receiver's Third Fee Application
11/05/2009 Ex. C - M in Appendix to Receiver's Third Fee Application
10/30/2009 Order Granting Receiver's Motion to Approve Sale of Investment Interest in HSS
10/28/2009 Receiver's Reply to Defendant R. Allen Stanford's Opposition to Receiver's Motion to Approve Procedures for the Sale of the Vessel "Sea Eagle" and Sale of the Vessel Pursuant to Those Procedures
10/28/2009 Receiver's Interim Report on Asset Collection and Cost Reduction
10/26/2009 SEC's Response to Receiver's Motion for Approval of Third Interim Fee Application
10/26/2009 Defendant R. Allen Stanford's Response in Opposition to Receiver's Motion for Approval of Third Interim Fee Application
10/26/2009 Antiguan Liquidator's Objection to the Receiver's Motion of Approval of Third Interim Fee
10/23/2009 Receiver's Reply to Defendant's Opposition to Receiver's Motion to Approve Sale of Investment Interests in HSS
10/21/2009 Reply Brief of Appellee/Cross-Appellant Gaines D. Adams, et al in Ralph S. Janvey v. James R. Alguire, et al
10/20/2009 Cross Appeal/Reply Brief of Joseph Becker, et al (Baton Rouge Investors) in Ralph S. Janvey v. James R. Alguire, et al
10/18/2009 Reply/Response Brief of Receiver in Ralph S. Janvey v. James R. Alguire, et al
10/12/2009 Brief of Appellee Paula Marlin in Ralph S. Janvey v. James R. Alguire, et al
10/12/2009 Brief of Receiver in Ralph S. Janvey v. James R. Alguire, et al
10/12/2009 SEC Amicus Brief in Ralph S. Janvey v. James R. Alguire, et al
10/12/2009 Brief of Examiner in Ralph S. Janvey v. James R. Alguire, et al
10/12/2009 Brief of Appellee-Cross Appellant James Ronald Lawson in Ralph S. Janvey v. James R. Alguire, et al
10/12/2009 Brief of Defendant-Appellees Jay Stuart Bell, Gregory Alan Maddux, David Jonathan Drew, Andruw Rudolf Bernardo Jones, Carlos Felipe Pena, Johnny David Damon, and Bernabe Williams in Ralph S. Janvey v. James R. Alguire, et al
10/12/2009 Brief of Appellees Jim Letsos, Felipe Gonzalez and the Hunton Parties in Ralph S. Janvey v. James R. Alguire, et al
10/12/2009 Brief of Appellees/Cross-Appellants Numa & Gail Marquette in Ralph S. Janvey v. James R. Alguire, et al
10/12/2009 Brief of Appellees Patricia A. Thomas and Christopher Allred in Ralph S. Janvey v. James R. Alguire, et al
10/12/2009 Brief of Appellees/Cross-Appellants Divo Milan Haddad and Singapore Puntamita Pte., Ltd. in Ralph S. Janvey v. James R. Alguire, et al
10/12/2009 Brief of Appellee/Cross-Appellant Gaines D. Adams, et al in Ralph S. Janvey v. James R. Alguire, et al
10/12/2009 Brief of Appellees/Cross-Appellants Joseph Becker, et al (Baton Rouge Investors) in Ralph S. Janvey v. James R. Alguire, et al
10/12/2009 Brief of Appellee Roland Sam Torn in Ralph S. Janvey v. James R. Alguire, et al
10/08/2009 Canadian Court Order Recognizing U.S. Receivership
10/08/2009 Canadian Court Order Revoking Vantis' Appointment
10/06/2009 Receiver’s Supplemental Complaint Naming Additional Stanford Financial Group Advisors As Relief Defendants
09/30/2009 Order Granting Receiver's Motion to Approve Sale of Investment Interests in InSound and MBV
09/24/2009 Defendant's Notice of Appeal of Order Granting Receiver's Motion for Approval of Sale of IOF Investment Interests and Order Granting Receiver's Motion to Approve Sale of Investment Interest in Midway CC Hotel Partners
09/23/2009 Notice of Liquidators' Objection to the U.S. Receiver's Motion to Approve Sale of Investment Interests in InSound, MBV and HSS and Notice of Continuing Objection
09/22/2009 Receiver's Motion to Approve Procedures for the Sale of the Vessel "Sea Eagle" and Sale of the Vessel Pursuant to Those Procedures
09/22/2009 Appendix in Support of Receiver's Motion to Approve Procedures for the Sale of the Vessel "Sea Eagle" and Sale of the Vessel Pursuant to Those Procedures
09/10/2009 Superseding Indictment in USA v. Thomas Raffanello and Bruce Perraud
09/09/2009 Receiver's Motion to Approve Sale of Investment Interests in InSound and MBV
09/09/2009 Appendix to Receiver's Motion to Approve Sale of Investment Interests in InSound and MBV
09/01/2009 Receiver's Reply in Support of Second Fee Application
09/01/2009 Appendix In Support Of Reply On Receiver’s Motion For Approval Of Second Interim Fee Application
08/25/2009 Order Granting Receiver's Motion for Approval of Sale of Certain Investment Interests
08/25/2009 Order Granting Receiver's Motion for Approval of Sale of IOF Investment Interests
08/11/2009 Fifth Circuit Orders to Extend Asset Freeze Injunction
08/07/2009 Receiver's Motion to Extend Asset Freeze Injunction Pending Appeal
08/04/2009 Second Application by Receiver for Approval of Payment of Fees and Expenses to Professional Firms
08/04/2009 Appendix to Receiver's Second Fee Application
08/04/2009 Ex. B-C in Appendix to Receiver's Second Fee Application
08/04/2009 Ex. D-G in Appendix to Receiver's Second Fee Application
08/04/2009 Ex. H-K in Appendix to Receiver's Second Fee Application
08/04/2009 Ex. L-N in Appendix to Receiver's Second Fee Application
08/04/2009 Order Granting In Part And Denying In Part Receiver’s Motion For Order Freezing Assets Held In The Names Of Certain Relief Defendants
07/29/2009 Joint Motion Of The Receiver And The Examiner Regarding Coin And Bullion Claims And Assets
07/29/2009 Appendix In Support Of Joint Motion Of The Receiver And The Examiner Regarding Coin And Bullion Claims And Assets
07/28/2009 Receiver's Amended Complaint Seeking Disgorgement of CD Related Proceeds
07/28/2009 Appendix in Support of Receiver's Amended Complaint Seeking Disgorgement of CD Related Proceeds
07/28/2009 Receiver's Motion for Summary Proceedings and Expedited Consideration of Request
07/28/2009 Receiver's Motion for Extension of Account Freeze on Certain Accounts
07/28/2009 Appendix in Support of Receiver's Motion for Extension of Account Freeze on Certain Accounts
07/22/2009 Receiver's Motion to Approve Sale of Investment Interest in Midway CC Hotel Partners and Request for Expedited Relief
07/21/2009 Receiver's Motion for Approval of Sale of IOF Investment Interests
06/29/2009 Court Order Regarding Account Freeze
06/29/2009 Receiver's Brief Regarding Interim Report on Account Freeze, Application Process and Partial Account Releases
06/29/2009 Appendix Containing Receiver's Interim Report on Account Freeze, Application Process and Partial Account Releases
06/25/2009 Receiver's Second Supplemental Complaint Naming Additional Relief Defendants
06/22/2009 Receiver's First Supplemental Complaint Naming Additional Relief Defendants
06/19/2009 Second Amended Complaint in SEC v. Stanford International Bank, Ltd., et al.
06/19/2009 Receiver's Consolidated Reply to Objections to Fee Application
06/18/2009 Indictment in USA v. Robert Allen Stanford, et al.
06/18/2009 Information in USA v. James M. Davis
06/18/2009 Indictment in USA v. Bruce Perraud
06/15/2009 Joint Submission Concerning Return of Collateral, Entry of Stipulation and Agreed Order, Request for Expedited Consideration, and Memorandum Brief in Support Thereof
06/15/2009 Appendix in Support of Joint Submission Concerning Return of Collateral, Entry of Stipulation and Agreed Order, Request for Expedited Consideration, and Memorandum Brief in Support Thereof
06/12/2009 Examiner's Reply Brief Regarding Examiner's Report and Recommendation No. 1
06/05/2009 Receiver's Response to Examiner's Report and Recommendation No. 1
06/05/2009 SEC's Response to Examiner's Report and Recommendation No. 1
06/01/2009 Receiver's Response To Bukrinsky Motion To Intervene And Amend Or Modify Certain Portions Of The Court’s Amended Receivership Order
05/27/2009 Agreed Order Granting Receiver’s Unopposed Motion For Order Authorizing Release Of Additional Stanford Trust Company Customer Accounts
05/26/2009 First Supplement to Examiner's Report and Recommendation No. 1
05/21/2009 Examiner's Report and Recommendation No. 1
05/15/2009 Court Order Amending Receivership Order To Permit Antiguan Liquidators To File Request for Recognition Under Chapter 15 of the U.S. Bankruptcy Code
05/15/2009 Application by Receiver for Approval of Payment of Fees and Expenses to Professional Firms
05/15/2009 Appendix to Application by Receiver for Approval of Payment of Fees and Expenses to Professional Firms
04/23/2009 Order Granting Release of Certain Stanford Trust Company Accounts and Related Actions
04/23/2009 Order Approving Procedures For Rejection Of Real Property Leases And For Disposition Of Other Contracts And Property
04/23/2009 Report of The Receiver
04/15/2009 Receiver’s Complaint Naming Stanford Financial Group Advisors As Relief Defendants
04/10/2009 Receiver's Unopposed Motion to Authorize Release of Accounts STC Resignation and Account Transfer
04/07/2009 Order of Fifth Circuit Court of Appeals Denying Petition for Writ of Mandamus and Motion for Emergency Stay of Order, together with Receiver's Response to that Motion
04/07/2009 Receiver's Response to Petition for Writ of Mandamus and Motion for Emergency Stay of Order
03/27/2009 Court's Order and Receiver's Motion Regarding Procedures to Apply for Review and Potential Release of Stanford Group Company Accounts
03/16/2009 Receiver’s Brief in Opposition to Motion to Appoint Examiner
03/16/2009 Receiver’s Brief in Opposition to Motions To Intervene
03/16/2009 Receiver’s Brief in Opposition to Motion to Permit Litigation in Other Forums
03/12/2009 Amended Order Appointing Receiver issued by U.S. District Court for the Northern District of Texas, Dallas Division
03/12/2009 Second Court Order Authorizing Release of Certain Customer Accounts
03/12/2009 Preliminary Injunctions (including those entered on March 2, 2009)
03/05/2009 Court Order Authorizing Release of Certain Customer Accounts
03/04/2009 Receiver’s Motion for Order Authorizing Release of Certain Customer Accounts (including form of proposed Order Authorizing Release of Certain Customer Accounts)
02/27/2009 First Amended Complaint filed by Securities and Exchange Commission vs. Stanford International Bank, Ltd., Stanford Group Company, Stanford Capital Management, LLC, R. Allen Stanford, James M. Davis and Laura Pendergest-Holt, Defendants and Stanford Financial Group and The Stanford Financial Group Bldg Inc., Relief Defendants
02/16/2009 Temporary Restraining Order, Order Freezing Assets, Order Requiring an Accounting, Order Requiring Preservation of Documents, and Order Authorizing Expedited Discovery issued by the Court